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Check Before You Invest
There are three types of checks you should do on of any person or business trying to sell you an investment or give you investment advice.
- Check Registration - Check the registration of any individual or business trying to sell you an investment or give you advice.
- Check their category - Not all types of registration are the same – firms and individuals can be registered to provide a range of products and services.
- Check disciplinary - History Find out if an individual or firm has ever broken regulatory rules in the past.
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This resource is from the Ontario Securities Commission (OSC). They are responsible for regulating the capital markets in Ontario.
December 11, 2018